Kupfuura Muongorori weChinyorwa 66 ndiko kwakaenzana nekupfuura zvose zvinyorwa 63 uye Series 65 . Kuwedzerwa, asi iyo inotungamirirwa na FINRA , kuongororwa kweChinyorwa 66 kwakagadzirwa neNorth American Securities Administrator Association, inozivikanwawo seNASAA.
Uniformed Securities Act
Ichi chikamu chemutemo wemitemo, yakatangwa muna 1956 uye yakazogadziriswa, iyo yakagadzirirwa kuenzanisa uye kubvumirana nemitemo ye "kuchengetedzwa kwematunhu". Pfungwa iyi yaive kuisa maitiro akanaka kwazvo munyika yose, asiwo kuita nyore kusungirirwa kwezvivimbiso firms uye kuchengetedzwa kwevashandi.
Tsanangudzo yeMutevedzeri weMarikiti Mutariri
Maererano neUniform Securities Act, mutungamiri wekurima wekutsinhanisa kune mumwe munhu akashandiswa kana kuti anowirirana nekambani yezano rekutsvaga mari iyo anoita chimwe cheizvi:
- Anoita mazano kana kupa kupa mazano mazano
- Inotarisira makambani ekereteti kana maporipoti
- Anosarudza kuti ndeapi mazano kana mazano pamusoro pezvikwereti zvinofanira kupiwa
- Anopa mazano ekutsinhanisa kana kuti anozvipira iye pachake kana seanopa kupa zano rekutsvaga mari
- Anogamuchira mubhadharo wekukumbira, kupa kana kutaurirana nezvekutengesa kana kuti kutengesa mazano ekutsinhanisa
- Inotarisira vashandi vanoita chero chezvinhu zvakataurwa pamusoro apa
Ukuwo rumwe rutivi, mutungamiri wekutsvaga mari haasi mumwe munhu uyo:
- Inoita chete mafundisi kana mabasa eushumiri
- Avo vanobatanidzwa pakugadzira kana kupa mazano ekutsvaga kwekutsvaga ndezvakaitika, uye ndiani asingagamuchiri mubayiro wekupayirwa kwehupfumi wehupfumi
Makambani anopa mazano ekutsvaga mari inyoresa neC SEC uye vanhu vakashandiswa kana kuti vanoshamwaridzana navo havabvumirwi kubhadharwa kwenyika, kubvumirana kana kukodzera, kunze kwevamiririri vezano rekutsvaga nezvekutsvaga mabhizimusi avo vane nzvimbo chaiyo yebhizimisi iri munharaunda inopiwa.
Kusunungurwa
Vatori vezvikwata zvakasiyana-siyana zvemakambani, kunyanya CFA neCFP, vanoonekwa seve vakaratidza kutonga kwemashoko akafanana kare, uye saka vanobvumirwa mune nyika dzakawanda kubva kutora Mutsva 66 wekuongorora. Mamwe mazita akadaro anosanganisira Personal Financial Specialist (PFS), Chartered Financial Consultant (ChFC) uye zvikwangwani zveChartered Investment Counselor (CIC).
Kureba kweChishanu
Nyaya yekuongorora 66 inosvika 110 mibvunzo yakasiyana-siyana yekuzvisarudzira uye maminitsi 150 inogoverwa kupedzisa muedzo. Mibvunzo yemakumi mapfumbamwe mubvunzo uyu ndeyekuti inotarirwa kumunhu anenge asarudzwa. Chiyero chega chega chinosanganisira mibvunzo 10 yekuedza inofungidzirwa kuti ishandiswe mumashandisirwo emangwana ekuongorora. Iyo inoparidzwa mukati mekuongorora, uye muedzo wekutora hauzive kuti ndeyepi.
Passing Score
Nyaya dzekuongorora 66 dzinoongorora zvishoma zvishoma, uye chikamu chinopfurikidza chiri mhinduro 75 chakarurama kana 75% yemibvunzo 100 iyo inotarisana kusvika kumakota ekupedzisira. Mumwe munhu anoshaya kuongororwa kweChitsauko 66 anofanira kumirira kwemazuva makumi matatu asati atora zvakare. Mutemo iwoyo unoshanda kune mumwe munhu akakundikana kechipiri uye anoda kuitora rwechitatu. Mushure mokukundikana kwechitatu, munhu anenge asarudzwa anofanira kumirira kwemazuva 180 asati atora mutsva zvakare. Uyu mutemo iwoyo unoshanda kune zvose zvinotevera zvakakundikana kuedza.
Misoro Yakabatanidzwa
Kupfuura Muongorori weChinyorwa 66 kwakaenzana nekupfuura zvose Nyaya 63 neChitsauko 65. Zvisinei, iyo yakagadzirirwawo vatsvaki vanochengeta Chikwata chechikamu chechipiri. Saizvozvowo, Testamende yeChitsauko 66 inodzinga mibvunzo ine chokuita nekutengeserana kwekutengesa, kuchengetedzwa kwekuchengetedzwa kwekuchengetedza uye sarudzo yekuita iyo inokosha chikamu cheChitsauko 65, asi iyo yakafukidzirwa nehuwandu hwakareba uye tsanangudzo munyaya yeChitsauko 7.
Kuwana Kunyoresa uye Kurairirwa
Iko kune zvikamu zvakasiyana-siyana zvinopindirana nekupfuura kuongororwa kweChitsauko 66. Kutanga, mukana wacho achiri kutarisirwa kuziva nekuteerera kune zvakananga zvemitemo yevhudziro nemitemo yematunhu ayo aachaita bhizinesi. Chechipiri, kana kupfuurira kuongororwa kazhinji chinhu chinonyanya kukosha kubvumirwa kuita bhizimisi mune imwe nyika, haisi iyo chete, uye haambotauri mvumo yekupa mvumo kana kubhadhara mune imwe nzvimbo. Kunyange zvakadaro, NASAA inobvuma zvakajeka kuti iyo Yakabatana yakasanganiswa State Law Examination inoita kuti hurumende dzive nehutano hwekuchengetedza hurumende nekuchengetedzwa zviri nani kwevanhu vanoita mari kuburikidza nekusimudzira kufanana mune zvakadaro mutemo uye mune zvidzidzo zvevadzidzi vezvemari.