Registered Sales Assistant Exam
Mitemo Yakakwirira Pamakambani Makuru
Nyaya Yechidzidzo 11, inonyanya, yakanyatsotaridzika uye yakagadziriswa shanduro yezvikamu zvakaenzana zveChirongwa cheChitsauko 7 . Cherechedza, zvisinei, kuti mahwendefa makuru ekutengesa mabhizimisi anowanzobatisa avo vanyoresa kutengesa kutengesa kune huwandu hwepamusoro hwezivo, vachida kuti vapfuure zvose zvidzidzo zveNew 7 uye Series 66 , mimwe miedzo iyo vadzidzisi vavo vezvemari vanofanira kupfuura.
Zvipingamupinyi paNyaya 11 Vanyori
Nhepfenyuro 11 vakabhadhara vatengesi vekutengesa vanofanira kubatana nemirairo iyi pamabasa avo emabasa:
- Vanofanira kunge varipo pavanenge vari nhengo yavo yepamusoro apo vachibvuma uye vachigadzirisa vasina kukumbira vatengi varairi kana kana vachipa zvinyorwa zvitsva.
- Vanofanira kuva pasi pekutarisa zvakananga kwevakuru vakuru vakanyoresa.
- Vangave vasina kupa mazano ekutsvaga mari kana maonero.
- Vangasaita mazano.
- Vanogona kutadza kuisa mirairo panzvimbo yeyo nhengo yacho yakazvisimbisa pachayo.
- Vangasada kugamuchira kana kuzarura maakaundi matsva.
- Vanogona kunge vasati vatarisa vatengi vemazuva ano.
- Vangagamuchira mvumo yekuchengetedzwa kwemaspala kana kutora zvirongwa zvekuita.
- Vanogona kunge vasina kuwana zvakananga kana zvakananga kubhadharwa kwenhamba kana hukuru hwekutengeswa kwavanoita.
Makomborero eZvakanyorerwa Vatengesi Vabatsiri
Nyaya 11 yakabhadhara mutengesi wekutengesa inogona kuva yakakosha kune mumwe mupi wehupfumi wezvemari kana mutambi wevashandi vezvemari anogamuchira huwandu hwakawanda hwekudaidzwa kwekutengeserana kubva kune vatengi vari mubhuku rake rebhizimusi .
Kukanganiswa kweVatengi Vokutengesa Vabatsiri
A mubhadhari akatengesa kutengesa uyo anozviisa pasi pemitemo inorongwa pamusoro apa ndiye mutora wakagadzikana, asingagoni kupa mazano uye zano. Mutungamiri wezvemari wekodheti saka angada kusarudza mazano asina kukumbirwa, kupa mazano kune avo vatengi kana zvakakodzera, apo mirairo iyi ingave isingarangarirwi.
Zviripo zveChris
Nyaya Yechidzidzo 11 ine mibvunzo makumi mashanu uye inotora awa imwe chete. Chikamu che 70% chikoro chinopfuura. Nzvimbo dzepamusoro dzepamusoro dzakaputirwa muongororo ndeizvi:
- Mitauro yezvivimbiso
- Nhasi makambani nemirairo
- Securities markets
- Sangano rekuchengeteka mitemo
Kunyanya kunyanya, kuongorora kweChitsauko 11 kunoedza ruzivo rwe:
- Makirasi anowanzobatwa; mutengo kukosha / parizvino; zvikamu zvishoma
- Mhando dzezvakawanda zvakachengetwa, zvakadai sekuwedzera, convertible, callable uye kugadziriswa / kushandiswa kwezinga
- Kusiyana pakati pezvikwata zvakasarudzwa uye zvakasarudzwa uye chikwereti chezvikwereti
- Mhando dzezvakagadzirwa uye nheyo dzekupedzisira
- Mariyiti yokuAmerica yokuisa mari yekutenga / zvikamu (ADRs uye ADSs)
- Real estate investment trusts (REITs)
- Mhando dzekutsvaga mari yemakambani nemashandisirwo ekubhadhara mari (ETFs)
- Marudzi eakaunti uye zvinyorwa zvinogona kuitwa mune imwe neimwe
- Kugamuchira vateereri mazano uye kuitumira ivo kuti vashandise
- Mhando dzekutengesa uye mirairo uye kana zvishandiswa
- Ruzivo runyorekodhwa nekitikiti yekukwereta
- Kusarudza kukwanisa komutengi kupa zvivimbiso zvinotengeswa
- Settlement zvinodiwa
- Misika yemabhizimisi uye kusiyana kwevatengesi uye vatengesi vemisika
- Terminology yakabatana nekutengeserana kwekutengesa
- Zvinoda kuitika panguva yekutengesa
- Basa reS SEC uye Federal Reserve
- Basa ra FINRA nemamwe masangano ekuzvitonga
- The Securities Exchange Act muna 1934
- Insider trading
- FINRA uye NASD inotonga pamusoro pekunyora, kukodzera uye kudzidzira dzidzo
- Mitemo yeunyanzvi hwokubata
- Kutarisirwa uye kuchengetedzwa kwemitemo kumakambani ejeri